U.S. Securities and Exchange Commission

Results: 20323



#Item
491U.S. Securities and Exchange Commission / Financial economics / Investment / Government / 76th United States Congress / Investment Advisers Act / T. Rowe Price

T. Rowe Price Associates, Inc. and T. Rowe Price International Ltd

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-09 09:54:54
492Corporate crime / U.S. Securities and Exchange Commission / Asset-backed security / Insurance / Financial economics / Investment / Finance

PDF Document

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Source URL: www.sec.gov.ph

Language: English - Date: 2013-05-29 20:00:00
493Securities and Exchange Commission Form 10-Q / Financial regulation / Government / Finance / SEC filings / Securities Exchange Act / U.S. Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 28, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-04-27 19:18:43
494Securities / Self-regulatory organizations / Security / Stock market / Repurchase agreement / Securities market / United States securities law / U.S. Securities and Exchange Commission / Bond / Financial economics / Finance / Economics

Report on Transactions In Municipal Securities

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Source URL: edgar.sec.gov

Language: English - Date: 2004-06-30 16:34:45
495Government / Administrative law / Decision theory / Rulemaking / Dodd–Frank Wall Street Reform and Consumer Protection Act / Paul Volcker / U.S. Securities and Exchange Commission / Administrative Procedure Act / Law / United States administrative law / New Deal agencies / Politics of the United States

March 15, 2012 Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE Washington, DCRe:

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Source URL: www.sec.gov

Language: English - Date: 2012-03-16 16:23:16
496Administrative law / Law / Government / Venue / State court / Burford v. Sun Oil Co. / Motion / U.S. Securities and Exchange Commission / Lawsuit

Microsoft Word - Public Guidance re Forum Choice FINAL

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Source URL: www.sec.gov

Language: English - Date: 2015-05-08 16:06:25
497Financial regulation / Securities Exchange Act / SEC Rule 10b-5 / Securities Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / United States / Financial system / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 6, 2015 SECURITIES EXCHANGE ACT OF 1934

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Source URL: www.sec.gov

Language: English - Date: 2015-05-06 16:31:15
498Finance / Financial markets / Daniel Imperato / United States Securities and Exchange Commission / Financial regulation / Short selling / Securities Exchange Act / U.S. Securities and Exchange Commission / Investment Company Act / United States securities law / Financial economics / Financial system

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Rel. NoMarch 27, 2015 Admin. Proc. File No

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Source URL: www.sec.gov.

Language: English - Date: 2015-03-27 10:58:56
499Corporate governance / United States corporate law / United States securities law / Financial economics / Regulation S-K / Form 10-K / Finance / Insurance / U.S. Securities and Exchange Commission / SEC filings / Investment / Auditing

Microsoft WordALX 10-K

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Source URL: www.alx-inc.com

Language: English
500Technology / Solar Energy Industries Association / Solar energy in the United States / Solar power / Photovoltaics / Financial adviser / U.S. Securities and Exchange Commission / Solar energy / Solar Cities in Australia / Energy / Energy conversion / Alternative energy

Microsoft Word - FINAL SEIA Comments Re Municipal Advisor Registration

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Source URL: www.sec.gov

Language: English - Date: 2011-11-09 16:14:44
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